GQMS Certifications

Audit

Audit: Empowering Excellence, Ensuring Quality.

Audit: A Key to Business Process Improvement

An audit is a defined and documented procedure aimed at identifying gaps within an organization’s business processes. It plays a crucial role in the growth and development of industries. With the increasing complexity of business operations, the need for regular awareness and dedicated training in auditing has never been more significant.

Gone are the days when job-work was carried out without regular gap analysis, monitoring, measurement, and controls. Today, industries can only thrive if they adhere to audit practices that incorporate the latest technological quality concepts, standardization, and innovative methods. These practices are essential for maintaining quality and management standards.

Why Auditing Matters:

  • Need for Relevant System Standards: Establishing and adhering to relevant system standards is essential for effective auditing.
  • Documented Audit Processes: Audit processes should be identified and documented according to established standards.
  • Outcome Mapping: Audit processes must align with the desired business outcomes.
  • Regular Gap Analysis: Continuous gap analysis, monitoring, and measurement are crucial for identifying and addressing deficiencies.
  • Defect-Free Processes: The ultimate goal is to achieve defect-free processes through continual improvement.
  • Certified Professionals: Trained and certified audit professionals are required to meet ISO and other standard requirements.

Types of Audit Practices in Industries:

Internal Audit

Also known as Internal-Departmental Audit, this type of audit is conducted within the organization to ensure internal processes are efficient and effective. Organizations often outsource these activities to third-party companies for transparent performance.

External Audit

External audits are performed by third-party auditors to identify gaps within an organization. These audits provide an unbiased assessment of the organization’s processes.

Common Audit Questions:

Q1: Are you aware of audit practices in industries?

Answer: Auditing is a system-defined process to identify organizational gaps.

Q2: Is it mandatory to have an audit in an ISO-certified organization?

 

Answer:  Yes, ISO certification requires organizations to undergo regular audits.

Q3: Should employees have knowledge of audit concepts?

Answer: Certainly. Certified auditors within an ISO-certified organization are crucial for maintaining industrial norms. Trained and knowledgeable employees are generally more productive.

 

Q4: What is your understanding of system audits in industries?

Answer: System audits are often misunderstood as financial audits. However, system audits focus on process audits where Quality Management System (QMS) documentation is checked and validated.

 

Q5: How does an audit help in continual improvements?

Answer: Audits identify relevant and meaningful gaps in processes. Addressing these gaps within a defined timeline leads to continual improvements.

 

Q6: What is the career path towards becoming a certified auditor?

Answer: Certified auditors are highly valued in organizations where systems are defined, quality is followed, and customer satisfaction processes are in place.

 

Q7: Who can become a certified auditor?

Answer: Individuals with a strong understanding of processes, technical or functional business knowledge, and those who undergo training in desired standards can become certified auditors. Training from recognized bodies and mentorship are highly preferred in the industry.

Conclusion

Auditing is indispensable for modern industries aiming for excellence. By embracing systematic auditing practices, organizations can ensure continuous improvement, quality management, and overall business success.

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